HOUSE BILL No. 4718

 

March 26, 2009, Introduced by Rep. Kennedy and referred to the Committee on Tax Policy.

 

     A bill to amend 2005 PA 226, entitled

 

"Michigan tobacco settlement finance authority act,"

 

by amending sections 5 and 8 (MCL 129.265 and 129.268), section 8

 

as amended by 2008 PA 101.

 

THE PEOPLE OF THE STATE OF MICHIGAN ENACT:

 

           Sec. 5. The authority shall exercise its duties

 

independently of the state treasurer. The However, the staffing,

 

budgeting, procurement, and related administrative functions of the

 

authority shall be performed under the direction and supervision of

 

the state treasurer.

 

     Sec. 8. (1) The state budget director with the approval of the

 

state administrative board may sell to the authority, and the

 

authority may purchase, for cash or other consideration and in 1 or

 


more installments, all or a portion of the state's tobacco receipts

 

pursuant to the terms of 1 or more sale agreements. In the

 

alternative, the state budget director with the approval of the

 

state administrative board may sell all or a portion of the state's

 

tobacco receipts for cash or other consideration to a person or

 

persons other than the authority, if the terms of the sale

 

agreement to sell the state's tobacco receipts are in the best

 

interests of this state and the net proceeds of the sale will not

 

exceed $400,000,000.00. If the sale to a person or persons other

 

than the authority is in the best interests of this state, the

 

state administrative board shall approve the terms of the sale

 

agreement. The sale agreement or combined sale agreements shall

 

provide for the sale of that portion of the state’s tobacco

 

receipts sufficient to provide net proceeds to the state in the

 

amount of $815,000,000.00 $816,000,000.00, of which $400,000,000.00

 

shall be deposited to and held, used, and expended by the state

 

treasurer in the manner provided for in the Michigan trust fund

 

act, 2000 PA 489, MCL 12.251 to 12.260, $207,800,000.00 shall be

 

deposited in the state school aid fund established by section 11 of

 

article IX of the state constitution of 1963, and the balance shall

 

be deposited in the general fund.

 

     (2) A sale agreement or combined sale agreements under this

 

section may also provide for refunding, refinancing, and the sale

 

by this state of residual interests sufficient to provide net

 

proceeds to the state in the amount of $60,000,000.00. Any net

 

proceeds resulting from a refunding or refinancing of bonds issued

 

under this act prior to the effective date of the amendatory act

 


that added this subsection or the sale of residual interests

 

existing on or after the effective date of the amendatory act that

 

added this subsection shall be deposited in the general fund.

 

     (3) Any sale agreement shall provide that the purchase price

 

payable by the authority to the state for TSRs shall consist of the

 

net proceeds and the residual interests, if any. In addition, any

 

sale shall be pursuant to 1 or more sale agreements that may

 

contain the terms and conditions considered appropriate by the

 

state budget director to carry out and effectuate the purposes of

 

this section, including without limitation covenants binding this

 

state in favor of the authority and its assignees, including

 

without limitation the owners of the bonds and benefited parties,

 

including a requirement that the state enforce the provisions of

 

the master settlement agreement that require the payment of the

 

TSRs, a requirement that the state enforce the provisions of the

 

qualifying statute, a provision authorizing inclusion of the

 

state's pledge and agreement, as set forth in section 11, in any

 

agreement with owners of the bonds or any benefited parties, and

 

covenants with respect to the application and use of the proceeds

 

of the sale of the state's tobacco receipts to preserve the tax

 

exemption of the interest on any bonds, if issued as tax-exempt.

 

The state budget director in any sale agreement may agree to, and

 

the authority may provide for, the assignment of the authority's

 

right, title, and interest under the sale agreement for the benefit

 

and security of the owners of bonds and benefited parties.

 

     (4) A sale agreement may provide that the remedies available

 

to the authority and the bondholders for any breach of the pledges

 


and agreements of this state set forth in subsection (3) shall be

 

limited to injunctive relief and that this state shall be

 

considered to have diligently enforced the qualifying statute if

 

there has been no judicial determination by a court of competent

 

jurisdiction in this state, in an action commenced by a

 

participating tobacco manufacturer under the master settlement

 

agreement, that this state has failed to diligently enforce the

 

qualifying statute.

 

     (5) The approval of the state administrative board shall be

 

made by a resolution adopted by the state administrative board and

 

that approval together with the sale agreement made pursuant to

 

that approval shall be conclusively presumed to be valid for all

 

purposes unless challenged in an action brought in the court of

 

appeals within 30 days after the adoption of the resolution. All

 

challenges shall be heard and determined as expeditiously as

 

possible with lawful precedence over other matters. Consideration

 

by the court of appeals shall be based solely on the record before

 

the state administrative board and briefs to the court shall be

 

limited to whether the resolution conforms to the constitution and

 

laws of this state and the United States and is within the

 

authority of the state administrative board under this act.

 

     (6) A sale of all or a portion of the state's tobacco receipts

 

to the authority under a sale agreement shall be treated as a true

 

sale and absolute transfer of the state's tobacco receipts

 

transferred and not as a pledge or other security interest for any

 

borrowing. A sale agreement that expressly states that the transfer

 

of all or a portion of the state's tobacco receipts to the

 


authority is a sale or other absolute transfer signifies that the

 

transaction is a true sale and is not a secured transaction and

 

that title, legal and equitable, has passed to the authority. The

 

characterization of a sale as an absolute transfer by the

 

participants shall not be negated or adversely affected by the fact

 

that only a portion of the state's tobacco receipts are

 

transferred, or by the acquisition or retention by this state of a

 

residual interest, or by the participation by any state official as

 

a member or officer of the authority, or by whether the state is

 

responsible for collecting the TSRs or otherwise enforcing the

 

master settlement agreement or retains legal title to the portion

 

of the state's tobacco receipts for the purposes of these

 

collection activities, or by any characterization of the authority

 

or its obligations for purposes of accounting, taxation, or

 

securities regulation, or by any other factor whatsoever. A true

 

sale under this act exists regardless of whether the authority has

 

any recourse against this state, or any other term of the sale

 

agreement, including the fact that this state acts as a collector

 

of the state's tobacco receipts or the treatment of the transfer as

 

a financing for any purpose.

 

     (7) On and after the effective date of each sale of TSRs, the

 

state shall have no right, title, or interest in or to the TSRs

 

sold, and the TSRs sold shall be property of the authority and not

 

of this state, and shall be owned, received, held, and disbursed by

 

the authority and not this state. On or before the effective date

 

of a sale described in this subsection, this state through the

 

state treasurer shall notify the escrow agent under the master

 


settlement agreement that this state has sold all or a portion of

 

the state's tobacco receipts to the authority, including, if

 

applicable, a statement as to the percentage sold and shall

 

irrevocably instruct the escrow agent that, subsequent to the date

 

specified in the notice, that portion of the state’s tobacco

 

receipts are to be paid directly to the authority or the trustee

 

under the applicable authority resolution, trust agreement, or

 

trust indenture for the benefit of the owners of the bonds and

 

benefited parties until the authority's bonds and ancillary

 

facilities are no longer outstanding. Once the bonds or ancillary

 

facilities are no longer outstanding, an officer or agent of this

 

state who shall receive any TSRs shall hold them in trust for the

 

authority or the trustee, as applicable, and shall promptly remit

 

the same to the authority or the trustee, as applicable.

 

     (8) The net proceeds and any earnings on the net proceeds

 

shall never be pledged to, or made available for, payment of the

 

bonds or ancillary facilities or any interest or redemption price

 

or any other debt or obligation of the authority.

 

     Enacting section 1. This amendatory act does not take effect

 

unless all of the following bills of the 95th Legislature are

 

enacted into law:

 

     (a) Senate Bill No.____ or House Bill No. 4716(request no.

 

02788'09).

 

     (b) Senate Bill No.____ or House Bill No. 4719(request no.

 

02892'09).

 

     (c) Senate Bill No.____ or House Bill No. 4717(request no.

 

02893'09).

 


     (d) Senate Bill No.____ or House Bill No. 4720(request no.

 

02894'09).