SENATE BILL No. 1046

 

 

January 22, 2008, Introduced by Senators JANSEN, BIRKHOLZ, PAPPAGEORGE, RICHARDVILLE, KAHN, BISHOP, SANBORN, ANDERSON, BASHAM, HARDIMAN, ALLEN, SWITALSKI, KUIPERS and VAN WOERKOM and referred to the Committee on Energy Policy and Public Utilities.

 

 

 

     A bill to permit the establishment and maintenance of low-

 

income energy efficiency accounts; to provide for certain tax

 

deductions and tax credits; to prescribe the requirements of and

 

restrictions on low-income energy efficiency accounts; to provide

 

for the promulgation of rules; and to provide penalties and

 

remedies.

 

THE PEOPLE OF THE STATE OF MICHIGAN ENACT:

 

     Sec. 1. This act shall be known and may be cited as the "low-

 

income energy efficiency account program act".

 

     Sec. 2. As used in this act:

 

     (a) "Account holder" means a person who is the owner of an

 

account or the family if the account is a family account.

 

     (b) "Commission" means the Michigan public service commission

 

in the department of labor and economic growth.


 

     (c) "Contributor" means a person that makes a contribution to

 

an account reserve fund and is not an account holder.

 

     (d) "Federal poverty level" means the poverty guidelines

 

published annually in the federal register by the United States

 

department of health and human services under its authority to

 

revise the poverty line under section 673(2) of subtitle B of title

 

VI of the omnibus budget reconciliation act of 1981, Public Law 97-

 

35, 42 USC 9902.

 

     (e) "Fiduciary organization" or "organization" means a

 

charitable organization exempt from taxation under section

 

501(c)(3) of the internal revenue code, 26 USC 501, that is

 

approved by the commission to manage a reserve fund. A fiduciary

 

organization may also be a program site.

 

     (f) "Financial institution" means a state chartered bank,

 

state chartered savings bank, savings and loan association, credit

 

union, or trust company; or a national banking association or

 

federal savings and loan association or credit union.

 

     (g) "Low-income energy efficiency account" or "account" means

 

an account established pursuant to section 4.

 

     (h) "Low-income energy efficiency account reserve fund" or

 

"reserve fund" means an account established and managed by a

 

fiduciary organization housed at a financial institution. The

 

reserve fund holds money that will be used to match participant

 

savings based on a participant savings plan agreement.

 

     (i) "Program" means the account program established in section

 

3.

 

     (j) "Program site" means a charitable organization exempt from


 

taxation under section 501(c)(3) or 501(c)(14) of the internal

 

revenue code, 26 USC 501, that is approved by the commission to

 

implement the account program.

 

     Sec. 3. (1) The account program is established within the

 

commission. The program shall provide eligible individuals and

 

families with an opportunity to establish accounts to be used for

 

energy efficiency purchases as provided in section 4.

 

     (2) The commission shall establish policies and procedures for

 

the program.

 

     (3) In reviewing the qualifications of fiduciary organizations

 

and program sites, the commission shall consider all of the

 

following factors:

 

     (a) The not-for-profit status of the organization.

 

     (b) The fiscal accountability of the organization.

 

     (c) The ability of the organization to provide or raise money

 

for matching contributions.

 

     (d) The significance and quality of proposed auxiliary

 

services to support the goals of the program.

 

     (e) The ability to maintain and manage necessary program data

 

for tracking account holders and participants in the program and

 

for development of reports as required under section 9.

 

     (4) The commission shall select fiduciary organizations to

 

provide technical assistance and support to program sites and

 

establish and manage reserve accounts on a not-for-profit basis. In

 

reviewing the qualifications of fiduciary organizations, the

 

commission shall consider the ability of the fiduciary

 

organizations to do all of the following:


 

     (a) Administer 1 or more reserve funds to provide matching

 

funds for account holders pursuant to participant savings plan

 

agreements.

 

     (b) Administer any money appropriated by this state for the

 

purposes of this act.

 

     (c) Collaborate with program sites on a regional basis.

 

     (d) Provide technical assistance and support to program sites

 

to assist them to effectively administer programs.

 

     (e) Work in conjunction with approved program sites to hold,

 

manage, and disburse match funds for accounts as provided in

 

section 5.

 

     (f) Maintain and manage necessary program data for tracking

 

account holders and participants in the program and for development

 

reports as required under section 9.

 

     (5) The commission shall select program sites to administer

 

the accounts on a not-for-profit basis. In reviewing the

 

qualifications of program sites, the commission shall consider the

 

ability of the program site to do all of the following:

 

     (a) Develop and implement participant savings plan agreements

 

to be used with account holders that include at least all of the

 

following:

 

     (i) The purpose for which the account holder's account is

 

established.

 

     (ii) The schedule of deposits that the account holder will make

 

to the account.

 

     (iii) The agreed-upon amount of matching funds and the projected

 

date when those matching funds will be provided.


 

     (b) Develop a partnership with all account holders with whom

 

the program site has a participant savings plan agreement to assist

 

the account holder to effectively make financial decisions relating

 

to the use of the funds available through the account and to offer

 

support services to maximize the opportunities provided by the

 

account program.

 

     (6) The commission shall work cooperatively with financial

 

institutions, fiduciary organizations, program sites, and

 

contributors to implement the programs under this act.

 

     Sec. 4. (1) An individual or family whose household income is

 

less than or equal to 200% of the federal poverty level for an

 

individual or for that family's family size may apply to a program

 

site to establish an account.

 

     (2) A program site may approve applications to the extent that

 

the program site has match funds available to meet match

 

commitments in participant savings plan agreements.

 

     (3) A program site may reject an application made under

 

subsection (1) if approving the application would result in the

 

establishment of an account by 1 or more of the members of a family

 

that has established an account for the same person for the same

 

purpose.

 

     (4) If the program site approves the individual's or the

 

family's application to establish an account, the individual shall

 

do all of the following:

 

     (a) Establish the account with a financial institution.

 

     (b) Enter into a participant savings plan agreement with a

 

program site.


 

     (c) Declare, with the approval of the program site, the

 

purpose for which the account is established.

 

     (d) Any other criteria required by the program site.

 

     (5) An account may be established only to pay qualified

 

expenses as provided in subsection (6).

 

     (6) An account shall be established for the purchase of energy

 

efficient windows, insulation, and other energy efficient products

 

for the primary residence of an individual account holder.

 

     (7) An account established under this section shall be an

 

account that requires 2 signatures for withdrawals. The 2 required

 

signatures shall be those of the account holder and an

 

administrator of the program site with which the account holder has

 

a participant savings plan agreement.

 

     Sec. 5. (1) A program site shall enter into a participant

 

savings plan agreement with each account holder who is approved to

 

establish an account.

 

     (2) The program site shall provide matching funds for

 

contributions to an account by an account holder pursuant to a

 

participant savings plan agreement.

 

     (3) Matching fund distributions shall be made on behalf of an

 

account holder pursuant to participant savings plan agreements at

 

the same time that an account holder withdraws money to pay

 

qualified expenses. Matching distributions shall be at least a

 

match of $1.00 for every $1.00 withdrawn from an account by an

 

account holder to pay expenses for a purpose described in section

 

4(6) or for a purpose approved by the commission.

 

     (4) Matching distributions under this section shall be made by


 

check to the order of the account holder and the entity the account

 

holder is paying.

 

     Sec. 6. (1) Money withdrawn during a calendar year from an

 

account by an account holder for a purpose under section 4 shall be

 

matched by the program site as provided in the participant savings

 

plan agreement between the account holder and the program site.

 

     (2) An account holder shall name at least 1 contingent

 

beneficiary at the time the account is established and may change

 

beneficiaries at any time. If an account holder dies, the account

 

shall be transferred to a contingent beneficiary. If the named

 

beneficiary is deceased or otherwise cannot accept the transfer,

 

the money shall be transferred to the estate of the beneficiary.

 

     (3) A financial institution is not responsible for verifying

 

whether or not withdrawals from accounts held at that financial

 

institution are made in accordance with and for a purpose allowed

 

under section 4.

 

     Sec. 7. (1) An individual who is not an account holder and who

 

is subject to the tax imposed by the income tax act of 1967, 1967

 

PA 281, MCL 206.1 to 206.532, may claim a credit under section 277

 

of the income tax act of 1967, 1967 PA 281, MCL 206.277, equal to

 

75% of the contributions made to the reserve fund of a fiduciary

 

organization against the tax imposed by the income tax act of 1967,

 

1967 PA 281, MCL 206.1 to 206.532.

 

     (2) The administrator of a fiduciary organization that

 

administers 1 or more reserve funds, with the cooperation of the

 

participating financial institutions, shall submit the names of

 

contributors and the total amount that each contributor contributes


 

to an account reserve fund for each calendar year to the

 

commission. The commission shall determine the date by which the

 

information shall be submitted to the commission.

 

     Sec. 8. (1) The total of all credits under section 277 of the

 

income tax act of 1967, 1967 PA 281, MCL 206.277, shall not exceed

 

$1,000,000.00 per calendar year.

 

     (2) A taxpayer that makes a contribution to a reserve fund as

 

provided under section 7 shall apply to the commission for

 

certification that the contribution qualifies for a credit under

 

section 277 of the income tax act of 1967, 1967 PA 281, MCL

 

206.277. An application shall be approved or denied not more than

 

45 days after receipt of the application. If the application is not

 

approved or denied 45 days after the application is received by the

 

agency, the application is considered approved and the commission

 

shall issue a certificate under this subsection. If the commission

 

approves an application under this section, the commission shall

 

issue a certificate that states that the taxpayer is eligible to

 

claim a credit based on the contribution and the amount of the

 

credit. If an application is denied under this section, a taxpayer

 

is not prohibited from subsequently applying under this section for

 

another contribution.

 

     (3) In reviewing applications for credits, the commission

 

shall consider all of the following criteria:

 

     (a) The funds available to match contributions are deposited

 

into a reserve fund in the same year that the credit will be

 

claimed.

 

     (b) The approval of the credit will not exceed the annual


 

maximum amount under subsection (1).

 

     (c) The overall benefit to the program of the contribution for

 

which a credit is requested.

 

     (4) A taxpayer shall not claim a credit in excess of the

 

amount approved under subsection (2).

 

     (5) A taxpayer shall attach the certificate received pursuant

 

to subsection (2) to the return filed under the income tax act of

 

1967, 1967 PA 281, MCL 206.1 to 206.532, on which a credit allowed

 

under section 277 of the income tax act of 1967, 1967 PA 281, MCL

 

206.277, is claimed.

 

     Sec. 9. (1) A fiduciary organization selected to administer an

 

account program under this act shall file an annual report with the

 

commission of the fiduciary organization’s account program

 

activity. The report shall be filed no later than September 30 each

 

year. The report shall include, but is not limited to, all of the

 

following:

 

     (a) The number of accounts administered by the fiduciary

 

organization.

 

     (b) The amount of deposits and matching deposits for each

 

account.

 

     (c) The number of withdrawals made.

 

     (d) The number of terminated accounts and the reasons for

 

termination.

 

     (e) Any other information the commission may require for the

 

purpose of making a return on investment analysis.

 

     (2) The commission shall file a report not later than December

 

31 each year with the clerk of the house of representatives and the


 

secretary of the senate that includes all of the information under

 

subsection (1) and copies of any changes in policies or procedures

 

used to administer this act that occurred during the year.

 

     Sec. 10. The Michigan public service commission may promulgate

 

rules as needed to implement this act under the administrative

 

procedures act of 1969, 1969 PA 306, MCL 24.201 to 24.328.

 

     Sec. 11. This act takes effect January 1, 2009.

 

     Enacting section 1. This act does not take effect unless

 

Senate Bill No. 1047                                             of

 

the 94th Legislature is enacted into law.